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Privacy Statements
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As required by the Securities
and Exchange Commission and the Federal Trade
Commission, the Privacy Policy below explains our
handling of the information that we have in our records
that is personal and private to you. It reiterates our
commitment to keeping that information private.
Information We Collect
In the course of doing
business with you, we collect nonpublic information
about you from the following sources:
- Information we receive from you on applications or
other forms, such as your social security number,
personal financial information, occupation, and birth
date;
- Information about your transactions with us, our
affiliate, or others such as payment history, account
balance, assets, and past transactions with us; and
- Information we collect from you through your account
inquiries by mail, e-mail, or telephone.
Disclosure of Information
to Nonaffiliated Third Parties
We do not disclose any
nonpublic personal information about our customers or
former customers to any nonaffiliated third parties,
except with prior consent or as permitted by law.
Disclosures permitted by law include information to our
service providers, such as transfer agents, custodians,
shareholder communications firms, technology
consultants, clearing firms, and certain broker-dealers.
As a rule, we only provide this information to those
entities whose services are necessary for us to properly
fulfill our investment services to you. We only share
with these service providers the information they need
to provide these services and they are required to use
this information only to provide the services.
Disclosure of Information
to Affiliates
Helmsman Financial Group, LLC
may share information about our clients with our
affiliated CPA firms, Miller Rieke Whitsell & Co. or
Sprute & Breitenbach, for professional advisory purposes
in a manner we are confident does not impinge upon your
privacy. In addition, for internal accounting, record
keeping, and auditing purposes, we may from time to time
share limited information relating to your account with
our affiliates, which uses the information solely in the
above-mentioned capacity. Neither we nor our affiliates
share any of this information with any other entities.
If you would like us to not share your information as
described above please contact us at (425) 485-0381.
Security Standards
We maintain physical,
electronic, and procedural safeguards to ensure the
integrity and confidentiality of your nonpublic personal
information in the manner described above.
Disclaimer
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Last Updated:
© Helmsman
Financial Group, LLC 17330 135th Ave NE - Suite 2A Woodinville, WA
98072 425-485-0381 |